How We Gather Information
As part of providing you with financial products or services, we may obtain information about you from the following sources:Applications, forms and other information that you provide to us, whether in writing, in person, by telephone, electronically or by any other means. This information may include your name, address balances and account usage.Your transactions with us, our affiliations or others. This information may include your account balances and account usage.
We are required to or we may provide information about you to third parties without your written consent, as permitted by law, such as:To respond to a subpoena or court order, judicial process or regulatory authorities. To protect against fraud.In addition, we may provide information about you to our service providers, including all custodians that we may use, to help us process your applications or service your accounts. Our service providers may also include transfer agents, fund administrators or attorneys or other professionals.
Our Former Customers
Even if you are no longer a CWC Advisors customer, our privacy will continue to apply to you.
Our Security Practices and Information Accuracy
We also take steps to safeguard customer information. We restrict access to the personal and account information of our customers to those employees who need to know that information in the course of their job responsibilities. We maintain a physical, electronic, and procedural safeguards that comply with federal standards to protect customer information. We also have internal controls to keep customer information as accurate and complete as we can. If you believe that any information about you is not accurate, please let us know.